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Katherine Pope Wilson

Thoroughbred Financial Services, LLC

Brentwood, TN

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Current Employers
Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-04-30
  • TN RA
    APPROVED
    Since 2019-04-30

Branch Locations

5110 Maryland Way Suite 300, Brentwood, TN 37027 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thoroughbred Financial Services, Llc Brentwood TN 05/2015 10/2016
Ubs Financial Services Inc Nashville TN 11/2016 04/2019
Thoroughbred Financial Services, Llc Brentwood, Tn TN 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-09
  • S66 Uniform Combined State Law Examination
    2017-07-09
Designations
Other Names
  • Katherine Diane Pope

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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