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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-10 |
Branch Locations
7500 Dallas Pkwy Suite 250, Plano, TX 75024 • United States
9800 Hillwood Pkwy Suite 140, Fort Worth, TX 76177 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 10/2018 | 03/2020 |
| Rock Connections Llc | Detroit | MI | 01/2017 | 10/2018 |
| Aldi Inc. | Denton | TX | 06/2015 | 09/2016 |
| Unemployed | Unemployed | TX | 09/2016 | 01/2017 |
| Bank Of America, N.A. | Bloomfield Hills | MI | 12/2018 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Warren | MI | 03/2020 | 12/2020 |
| Ubs Financial Services Inc. | Birmingham | MI | 01/2021 | 04/2023 |
| Sequoia Financial Group, Llc | Troy | MI | 05/2023 | 12/2023 |
| Sequoia Financial Group, Llc | Fort Worth | TX | 01/2024 | 12/2025 |
| Mariner | Plano | TX | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-01 |
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