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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-03
  • CO RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Westminister CO 01/2016 03/2018
Aewealth Management, Llc Topeka KS 02/2020 12/2020
Layman Lewis Financial Group Loveland CO 07/2018 12/2020
Unemployed Loveland CO 04/2018 06/2018
Unemployed Johnstown CO 12/2020 07/2021
Vergent Products Loveland CO 07/2021 02/2022
Personal Capital Advisors Corporation Johnstown CO 02/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 01/2016 → 03/2018
    Scottrade
    Westminister, CO
  • 02/2020 → 12/2020
    Aewealth Management, Llc
    Topeka, KS
  • 07/2018 → 12/2020
    Layman Lewis Financial Group
    Loveland, CO
  • 04/2018 → 06/2018
    Unemployed
    Loveland, CO
  • 12/2020 → 07/2021
    Unemployed
    Johnstown, CO
  • 07/2021 → 02/2022
    Vergent Products
    Loveland, CO
  • 02/2022 → Present
    Personal Capital Advisors Corporation
    Johnstown, CO
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-08-23 → 2023-04-03
    Personal Capital Advisors Corporation
    Johnstown, CO
    Greenwood Village, CO
  • 2020-03-03 → 2020-12-18
    Loveland, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-12
S65 Uniform Investment Adviser Law Examination 2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2024-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-24
Other Names
  • Niki Dunbar
  • Nichole Szymanski
  • Nichole Boyd
  • Nicole Dunbar
  • Nichole Raelene Dunbar
  • Nichole Raelene Boyd

View on SEC IAPD

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