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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| ND | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| SD | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lionheart Soccer Academy | Fargo | ND | 05/2011 | 07/2021 |
| Waddell & Reed, Inc | Fargo | ND | 02/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Fargo | ND | 03/2014 | 07/2021 |
| Perry Center, Inc | West Fargo | ND | 09/2014 | 07/2020 |
| Fargo Moorhead West Fargo Chamber Of Commerce | Moorhead | MN | 09/2014 | 07/2018 |
| Fargo Moorhead Sporting Association/Fm United Sc | Fargo | ND | 01/2016 | 08/2020 |
| Goalquest Ventures Llc | Fargo | ND | 08/2016 | 07/2021 |
| Lpl Financial Llc | Fargo | ND | 07/2021 | Present |
1) 2013 - Lionheart Soccer Academy / Outside/W-2 Employment / Not Investment Related / 0HRS/MO / 1822 7th St. S., Fargo , ND, , 58103 2) 2016 - Goalquest Ventures, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 0HRS/MO / 2700 12th Ave. S. Suite A, Fargo, ND 58103 3) 2016 -GoalQuest Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 0HRS/MO / 105 5th St, Argusville, ND 58005 4) 3/2014 - VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES / Non-Variable Insurance / Investment Related / 0HRS/MO / FARGONorth Dakota 5) 08/23/2023 - Help and Caring Ministry Trust - Act in a Fiduciary Capacity - Trustee - Not Investment Related - 714 24th Ave. S Fargo, ND 58103 - Start Date 08/09/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-07 |
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