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Alison Lehman

Wells Fargo Clearing Services, LLC

Westerville, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-26
TX RA APPROVED_RES 2019-02-26
  • OH RA
    APPROVED
    Since 2019-02-26
  • TX RA
    APPROVED_RES
    Since 2019-02-26

Branch Locations

380 Polaris Pkwy Ste 250, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Albany OH 05/2014 12/2017
Stifel Nicolaus & Co Inc Colubus OH 12/2017 02/2019
Wells Fargo Clearing Services Llc Columbus OH 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
  • S66 Uniform Combined State Law Examination
    2017-01-23
Other Names
  • Alison Elizabeth Shaw
  • Alison E Lehman

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
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STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
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LPL FINANCIAL LLC · WESTERVILLE, OH
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