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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-11-17
  • WA RA
    APPROVED
    Since 2014-11-17

Branch Locations

509 W Chestnut Ave, Yakima, WA 98902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Yakima WA 11/2014 Present
Thrivent Financial Appleton WI 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-26
  • S66 Uniform Combined State Law Examination
    2013-07-26
Other Names
  • Jay Kelley

View on SEC IAPD

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