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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-06 |
Branch Locations
520 Newport Center Dr. Suite 300, Newport Beach, CA 92660 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Santa Barbara | CA | 12/2018 | 07/2023 |
| Belmod El Encanto | Santa Barbara | CA | 09/2018 | 10/2018 |
| Signature Parking | Santa Barbara | CA | 07/2018 | 09/2018 |
| San Diego State University | San Diego | CA | 08/2017 | 05/2018 |
| Surfmedia Communications | Santa Barbara | CA | 08/2015 | 08/2017 |
| Bishop Diego High School | Santa Barbara | CA | 06/2016 | 08/2017 |
| Bishop Garcia Diego High School | Santa Barbara | CA | 10/2021 | 07/2023 |
| Kinecta Financial & Insurance Services | Santa Barbara | CA | 07/2023 | 04/2025 |
| Lpl Financial | Santa Barbara | CA | 07/2023 | 10/2024 |
| Ameriprise Financial Services, Llc | Goleta | CA | 10/2024 | 04/2025 |
| One Advisory Partners, Llc | Overland Park | KS | 04/2025 | 03/2026 |
| Hightower Advisors Llc | Chicago | IL | 05/2026 | Present |
Outside Employment; Outside Employment; KFIS; Employee ; 145 Santa Felicia Dr., , Goleta, CA, 93117; Investment-Related; 07/17/2023; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-29 |
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