Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-12
  • NY RA
    APPROVED
    Since 2025-11-12

Branch Locations

8100 Transit Road Suite 500, Amherst, NY 14221 • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Orchard Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Na Buffalo NY 05/2011 12/2020
Well Fargo Clearing Services, Llc. Buffalo NY 09/2021 06/2022
Hsbc Bank Usa Na Depew NY 12/2020 08/2021
M&T Bank Buffalo NY 06/2022 10/2025
Lpl Financial Buffalo NY 10/2023 10/2025
Hsbc Securities (Usa) Inc. Buffalo NY 11/2025 Present
Hsbc Bank Usa Na Buffalo NY 10/2025 Present
  • 05/2011 → 12/2020
    Hsbc Bank Usa Na
    Buffalo, NY
  • 09/2021 → 06/2022
    Well Fargo Clearing Services, Llc.
    Buffalo, NY
  • 12/2020 → 08/2021
    Hsbc Bank Usa Na
    Depew, NY
  • 06/2022 → 10/2025
    M&T Bank
    Buffalo, NY
  • 10/2023 → 10/2025
    Lpl Financial
    Buffalo, NY
  • 11/2025 → Present
    Buffalo, NY
  • 10/2025 → Present
    Hsbc Bank Usa Na
    Buffalo, NY
Previous Registrations
  • 2023-10-30 → 2025-10-30
    Manchester Center, VT
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Baltimore, MD
    Orchard Park, NY
    New Rochelle, NY
    Londonderry, VT
    Harrison, NY
    Jersey City, NJ
    Jersey City, NJ
    Jersey City, NJ
  • 2021-09-23 → 2022-06-23
    Williamsville, NY
  • 2017-05-18 → 2021-08-27
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Depew, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 2014-03-04
  • S66 Uniform Combined State Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    2014-03-04
Other Names
  • Nicole M Mac Dowell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Amherst, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor