Nicole M Macdowell

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 12/2020
  Hsbc Bank Usa Na
  Buffalo, NY
• 09/2021 → 06/2022
  Well Fargo Clearing Services, Llc.
  Buffalo, NY
• 12/2020 → 08/2021
  Hsbc Bank Usa Na
  Depew, NY
• 06/2022 → 10/2025
  M&T Bank
  Buffalo, NY
• 10/2023 → 10/2025
  Lpl Financial
  Buffalo, NY
• 11/2025 → Present
  Hsbc Securities (Usa) Inc.
  Buffalo, NY
• 10/2025 → Present
  Hsbc Bank Usa Na
  Buffalo, NY

Previous Registrations

• 2023-10-30 → 2025-10-30
  Lpl Financial Llc
  Manchester Center, VT
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Baltimore, MD
  Orchard Park, NY
  New Rochelle, NY
  Londonderry, VT
  Harrison, NY
  Jersey City, NJ
  Jersey City, NJ
  Jersey City, NJ
• 2021-09-23 → 2022-06-23
  Wells Fargo Clearing Services, Llc
  Williamsville, NY
• 2017-05-18 → 2021-08-27
  Hsbc Securities (Usa) Inc.
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Depew, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-08
• S63 Uniform Securities Agent State Law Examination
  2014-03-04

Other Names

• Nicole M Mac Dowell