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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Buffalo | NY | 02/2013 | Present |
| Park Ave Securities | Buffalo | NY | 01/2014 | Present |
1) Insurance other than Guardian-Independent broker, Nature of Business: offering insurance products outside of Guardian. Start date: 08/11/2025, Address: 600 Delaware Ave. Buffalo NY 14202, Duties: Insurance other than Guardian 1 total hour per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-31 |
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