Steven Ferdinand Fattorini

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-06-29

Branch Locations

Bonney Lake, WA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Westminster	CO	01/2015	03/2018
E*Trade Securities Llc	Seattle	WA	06/2018	05/2019
E*Trade Capital Management Llc	Seattle	WA	06/2018	05/2019
Keybank	Federal Way	WA	08/2020	05/2022
Key Investment Services, Llc	Federal Way	WA	09/2020	05/2022
Tiaa	Tacoma	WA	06/2022	Present
Tiaa-Cref Individual & Institutional Services, Llc	Tacoma	WA	06/2022	Present
Scottrade Investment Management	Westminster	CO	01/2015	03/2018
Unemployed	Seattle	WA	05/2019	08/2020

01/2015 → 03/2018

Scottrade

Westminster, CO
06/2018 → 05/2019

E*Trade Securities Llc

Seattle, WA
06/2018 → 05/2019

E*Trade Capital Management Llc

Seattle, WA
08/2020 → 05/2022

Keybank

Federal Way, WA
09/2020 → 05/2022

Key Investment Services, Llc

Federal Way, WA
06/2022 → Present

Tiaa

Tacoma, WA
06/2022 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Tacoma, WA
01/2015 → 03/2018

Scottrade Investment Management

Westminster, CO
05/2019 → 08/2020

Unemployed

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-31
S65	Uniform Investment Adviser Law Examination	2007-10-29
S63	Uniform Securities Agent State Law Examination	2006-05-18

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