Margaret O'GRady Roset

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Raymond James & Associates, Inc.
  Tampa, FL
• 03/2018 → Present
  Raymond James Financial Services, Inc.
  Tampa, FL
• 03/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Tampa, FL
• 04/2018 → Present
  Mmor Holdings, Llc
  Tampa, FL

Previous Registrations

• 2007-10-16 → 2018-03-19
  Raymond James & Associates, Inc.
  Tampa, FL
  Tampa, FL
• 1999-01-12 → 2007-10-17
  A. G. Edwards & Sons, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

(1)Name of Business: Address: 3407 W Obispo Street, Tampa, FL, 33629, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/09/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: MMOR Holdings, LLC Address: 711 S Howard Ave Ste 200, Tampa, FL, 33606, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/27/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: MMOR Holdings LLC is the support company for my RJFS branch. This LLC is a single member LLC. I am the only owner. An RJ capital access account will be used to pay the expenses of my branch. (3)Name of Business: Roset, David and Margaret Address: 3407 W Obispo St, Tampa, FL, 33629, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 07/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Trustee with spouse

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-14

Designations

• Certified Financial Planner

Other Names

• Margaret M. O'GRady
• Margaret Mary Ogrady
• Margaret Mary O'GRady-Roset