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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-26 |
| OR | RA | APPROVED | 2016-07-20 |
| UT | RA | APPROVED | 2014-09-02 |
Branch Locations
700 Washington St 5Th Fl [Ox-Rbo], Vancouver, WA 98660 • United States
650 Sw Bond St 2Nd Fl, Bend, OR 97702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Saint George | UT | 02/2011 | Present |
| Wells Fargo Advisors Llc | Saint George | UT | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint George | UT | 11/2016 | Present |
CB LAND AND LIVESTOCK; NOT INVESTMENT RELATED; TERREBONNE,OR; FARM LABORER; START DATE 03/01/2019; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0; ASSIST WITH PLOWING AND DISKING OF FIELDS, PIPE CHANING, ROCK REMOVAL, ETC. NOLAN ENTERPRISES LLC DBA HIDEAWAY TAVERN REDMOND, NOT INV RELATED, REDMOND, OR, SERVER, START DATE: 9/17/23, 30 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-09 |
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