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Annette Starling

Ubs Financial Services Inc.

Tampa, FL

Sitka, AK

CRD 6196866

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-04-23
AL RA APPROVED 2022-04-26
FL RA APPROVED 2016-03-03
  • AK RA
    APPROVED
    Since 2024-04-23
  • AL RA
    APPROVED
    Since 2022-04-26
  • FL RA
    APPROVED
    Since 2016-03-03

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Sitka, AK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tampa FL 06/2015 Present
Other Businesses

"EBML Enterprise Ltd- Closely held family partnership doing business in agriculture and real estate. Minority limited partner and have no responsibilities in the daily operation. Annette Starling, Rental, United States, Proprietor / owner, Owner of property, start date-6/15/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-29
  • S66 Uniform Combined State Law Examination
    2016-02-29
Other Names
  • Annette Shidler
  • Annette Starling
  • Annette Shidler Starling

View on SEC IAPD

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