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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2024-04-23 |
| AL | RA | APPROVED | 2022-04-26 |
| FL | RA | APPROVED | 2016-03-03 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
Sitka, AK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tampa | FL | 06/2015 | Present |
"EBML Enterprise Ltd- Closely held family partnership doing business in agriculture and real estate. Minority limited partner and have no responsibilities in the daily operation. Annette Starling, Rental, United States, Proprietor / owner, Owner of property, start date-6/15/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-29 |
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