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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-21 |
| AL | RA | APPROVED | 2015-10-01 |
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
7796 Highway 72 W, Madison, AL 35758 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Monticello | MN | 02/2009 | Present |
| Wells Fargo Advisors Llc | Monticello | MN | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Monticello | MN | 11/2016 | Present |
PREMIER DESIGNS JEWELRY; NOT INVESTMENT RELATED; IRVING, TX; JEWELRY SALES; DIRECT SALES CONSULTANT;START 11/15/2012; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS; SELL JEWELRY AT HOME SHOWS. POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; MADISON, AL; START 10/5/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. PAMPERED CHEF, NOT INV RELATED, MADISON, AL, CONSULTANT, START 10/27/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, DIRECT SALES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-10 |
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