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Faye Elizabeth Romano

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-02-28
PA RA APPROVED 2018-10-11
TX RA APPROVED 2018-10-11
  • MS RA
    APPROVED
    Since 2024-02-28
  • PA RA
    APPROVED
    Since 2018-10-11
  • TX RA
    APPROVED
    Since 2018-10-11

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 02/2016 Present
Vanguard Advisers, Inc. Malvern PA 10/2018 Present
The Vanguard Group, Inc. Malvern PA 02/2016 Present
  • 02/2016 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 10/2018 → Present
    Malvern, PA
  • 02/2016 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

NAME OF BUSINESS: AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: WEST CHESTER, PA START DATE: 04/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-10
S63 Uniform Securities Agent State Law Examination 2016-04-08
  • S65 Uniform Investment Adviser Law Examination
    2018-10-10
  • S63 Uniform Securities Agent State Law Examination
    2016-04-08

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