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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Blanc MI 10/2014 06/2023
Bank Of America, N.A. Grand Blanc MI 02/2015 06/2023
Empower Financial Services, Inc Greenwood Village CO 06/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
S63 Uniform Securities Agent State Law Examination 2013-10-12
  • S66 Uniform Combined State Law Examination
    2015-02-06
  • S63 Uniform Securities Agent State Law Examination
    2013-10-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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