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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Myspot Apparel | St. Louis | MO | 08/2013 | 10/2018 |
| Axa Advisors, Llc | New York | NY | 07/2016 | 10/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Manhattan Beach | CA | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
Dually-registered with 49 Wealth Management LLC. Served as an investment advisor representative for 49 Wealth Management LLC since 12/2019. Business is conducted from840 Apollo St #248, El Segundo, CA 90245. Approximately 90% of his time is for services as an investment advisor representative and the balance as a registered representative. 49 Financial; Fixed Insurance Sales; 840 Apollo St #248, El Segundo, CA 90245; Non-Investment Related; Appx 10% of time during the month Vice President of Financial Independence Group; Investment related: Yes; Location: 840 Apollo St Ste 248 El Segundo CA 90245; Description: Fixed Insurance Sales; Responsibilities Duties: Selling fixed insurance; Start date: 2024-07-24; Hours devoted to business during trading hours: 3; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 30. Registered representative at Oakwood Capital Securities; Investment related: Yes; Location: 840 Apollo St Ste 248 El Segundo CA 90245; Description: variable securities; Responsibilities Duties: selling variable products; Start date: 2024-07-24; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 10. 25 Giving; Contractor; Non-Investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 8/29/2025; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; 2 hours per month during and after business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-17 |
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