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Dean Philip Dillenberg

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • CA RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Myspot Apparel St. Louis MO 08/2013 10/2018
Axa Advisors, Llc New York NY 07/2016 10/2019
Purshe Kaplan Sterling Investments Albany NY 10/2019 01/2024
Thrivent Advisor Network, Llc Manhattan Beach CA 06/2020 12/2022
49 Wealth Management Llc Austin TX 01/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 01/2024 Present
  • 08/2013 → 10/2018
    Myspot Apparel
    St. Louis, MO
  • 07/2016 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 10/2019 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 12/2022
    Manhattan Beach, CA
  • 01/2023 → Present
    49 Wealth Management Llc
    Austin, TX
  • 01/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

Dually-registered with 49 Wealth Management LLC. Served as an investment advisor representative for 49 Wealth Management LLC since 12/2019. Business is conducted from840 Apollo St #248, El Segundo, CA 90245. Approximately 90% of his time is for services as an investment advisor representative and the balance as a registered representative. 49 Financial; Fixed Insurance Sales; 840 Apollo St #248, El Segundo, CA 90245; Non-Investment Related; Appx 10% of time during the month Vice President of Financial Independence Group; Investment related: Yes; Location: 840 Apollo St Ste 248 El Segundo CA 90245; Description: Fixed Insurance Sales; Responsibilities Duties: Selling fixed insurance; Start date: 2024-07-24; Hours devoted to business during trading hours: 3; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 30. Registered representative at Oakwood Capital Securities; Investment related: Yes; Location: 840 Apollo St Ste 248 El Segundo CA 90245; Description: variable securities; Responsibilities Duties: selling variable products; Start date: 2024-07-24; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 10. 25 Giving; Contractor; Non-Investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 8/29/2025; Refer nonprofits to 25 Giving so they can help develop charitable plans for donors of nonprofits; 2 hours per month during and after business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-17
  • S66 Uniform Combined State Law Examination
    2016-08-17

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