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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-26
IN RA APPROVED 2014-07-30
  • TX RA
    APPROVED
    Since 2014-09-26
  • IN RA
    APPROVED
    Since 2014-07-30

Branch Locations

707 E 80Th Pl, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrillville IN 05/2014 Present
Bank Of America, N.A. Merrillville IN 10/2014 Present
Other Businesses

I*108436 For profit or not for profit: Non-Profit Organization Name of outside business organization: Union Township Dollars for Scholars Investment related: No Address of business: Valparaiso, Indiana 46385 Nature of business: Charitable Organization, Position, title, association: Committee Member Start date of relationship: 12/1/2015 Number of hours devoted: 24 hours Annually Number of hours devoted during trading hours: 0 Duties: Provide scholarships for graduating seniors and alumni I*: 738245 Entity Type: Political Activity Name of OBA: Union Township School Board Address: Valparaiso, Indiana 46385 Investment Related: no Position, Title, Association: School Board Employee Start Date: 11/02/2022 No Hours: 8hr/mo No Hours during trading:0 Duties: The Union Township School Board is responsible for oversight of our school corporation superintendent. School business decisions are handled by the corporation, not the board. I*4718285, Entity Type: Entity For Profit, Name of OBA: S and N R Family LLC, Address: Valparaiso, Indiana, 46385, Investment Related: Y, Position, Title, Association: ["Owner"], Employee Start Date: 10/17/2013, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None. This is a family LLC for the purposes of holding investments for estate management purposes. My brothers and I each have an ownership interest, with no control over or access to the underlying investments. Apologies for not including this earlier, as I exercise no control over the assets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-29
  • S66 Uniform Combined State Law Examination
    2014-07-29
Other Names
  • Kevin Scott Ribordy

View on SEC IAPD

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