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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-01-07 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
Warwick, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Jacksonville | FL | 03/2015 | 11/2021 |
| Fidelity Investments | Smithfield | RI | 11/2021 | 12/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 12/2025 |
| Lpl Enterprise Llc | Warwick | RI | 01/2026 | Present |
1, 01/05/2026 - Prudential Advisors- DBA for LPL Business (entity for LPL business) - Investment Related - Warwick, RI - OBA start date: 12/22/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2, 01/05/2026 - JAMIE CORCORAN, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Warwick RI - OBA start date: 12/22/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-24 |
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