Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-01 |
| GA | RA | APPROVED | 2021-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | 07/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 07/2021 | Present |
| Bank Of America, N.A. | Alpharetta | GA | 10/2021 | Present |
I*2250307, Entity Type: , Name of OBA: J L L, Address: Roswell, Georgia, 30075, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-May-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2250308, Entity Type: , Name of OBA: B L L, Address: Roswell, Georgia, 30075, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-May-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2989274 Entity Type: N/A Name of OBA: Caroline Cayce Address: Roswell, Georgia, 30075 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/03/2025 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-24 |
Reach out to this advisor