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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii - John Hancock | Allentown | PA | 06/2018 | 11/2018 |
| Keystone Financial Management | Allentown | PA | 05/2013 | 06/2018 |
| Royal Alliance Associates, Inc. | Allentown | PA | 11/2018 | Present |
1. KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Registered Administrative Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/20/2013 ADDRESS: 112 S. Broad St, Nazareth PA 18064, United States DESCRIPTION: Debra works at the OSJ office of Keystone Financial Management LLC . Payroll is disbursed by the MP KFM LLC . Debra Mosser completes daily administrative tasks for KFM LLC and performs supervisory delegate duties for KFM LLC .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-14 |
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