Shelley Elizabeth Hertel

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial, Llc
  Lakewood, CO
• 03/2016 → Present
  Western Wealth Management, Llc
  Lakewood, CO

Previous Registrations

• 2016-06-22 → 2021-09-21
  Western Wealth Management Llc
  Lakewood, CO
• 2016-03-14 → 2016-06-22
  Western Wealth Management Llc
  Golden, CO
• 2013-09-09 → 2016-03-17
  Edward Jones
  Centennial, CO
  St Louis, MO
  Highlands Ranch, CO

Other Businesses

1) 03/14/2016: Urban Management - Real Estate Rental - Investment Related - PO Box 371751 - Started 05/01/2008 - 1 Hr/Mo; 0 Hours During Securities Trading; 1% Time SPent - owner/manager; 3650-3652 S Sherman St, Englewood, CO 80113 2) 03/15/2016: Western Wealth Management LLC - Registered Investment Advisor Hybrid - Investment Related - 14143 Denver West Pkwy, Ste 510, Golden, CO 80401 - Started 03/15/2016 - 8 Hours During Securities Trading; 100% Time Spent 3) 08/11/2016: Investment and Retirement Center Located at the Credit Union of Denver - DBA for LPL Business (entity for LPL business) - Investment Related - 9305 W Alameda Ave, Lakewood, CO 80226 - Started 08/01/2016 - 160 Hr/Mo; 160 Hours During Securities Trading 4) 8/16/2017 - SMH Properties LLC - Investment Related - Denver, CO - Real Estate Rental - Started 03/02/2017 - 1 Hour Per Month During Securities Trading - Lease, manage and maintain a rental property. 5) 7/10/2018 - Western Wealth Management, LLC - DBA: Investment & Retirement Center located at Credit Union of Denver - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date:08/17/2016 - 40 Hours Per Month/30 Hours During Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in June 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 06/24/2019 - West Dartmouth Pl LLC - Investment related - Lakewood 80227 - Real Estate Rental - Start date:06/01/2019 - 1 hr/mo - 0 hrs during trading. 7) 12/22/2020 - Shelley Hertel & Associates - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Started 07/29/2016 - 0 Hours Per Month - C ommissions will be deposited into this business account. 8) 11/8/2021 - SEH Accounts Corp - Not Investment Related - 9277 W Alameda Ave, Lakewood CO 80226 - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 10 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-12

Other Names

• Shelley Marie Hoffman
• Shelley Hoffman Watson
• Shelley Elizabeth Hoffman