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3061 E. La Palma Ave., Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chatterton & Associates | Anaheim | CA | 02/2012 | Present |
| Osaic (Fka Royal Alliance) | Anaheim | CA | 01/2014 | Present |
1. CHATTERTON & ASSOCIATES, INC POSITION: DIrector of Wealth Management / Investment Advisor Representative NATURE: Corporation - Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/22/2012 ADDRESS: 3061 E La Palma Ave, Anaheim CA 92806, United States DESCRIPTION: Investment Related - Director of Wealth Management - I am an employee of Registered Investment Advisor, Chatterton & Associates, Inc. with employee payroll administered through Chatterton - duties are administrative in nature to Chatterton's Investment Advisory Business. 2 Osaic Wealth, Inc. Registered Represenative. Investment related business. 4-8 hours during trading hours. Start date 9/11/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-21 |
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