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Sarah Jane Pendleton

Wells Fargo Clearing Services, LLC

Portsmouth, NH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
NH RA APPROVED 2018-12-24
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • NH RA
    APPROVED
    Since 2018-12-24

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portsmouth NH 03/2016 02/2017
Wells Fargo Clearing Services Llc. Portsmouth NH 08/2017 Present
Unemployed Portsmouth NH 02/2017 08/2017
  • 03/2016 → 02/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Portsmouth, NH
  • 08/2017 → Present
    Wells Fargo Clearing Services Llc.
    Portsmouth, NH
  • 02/2017 → 08/2017
    Unemployed
    Portsmouth, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-22
  • S66 Uniform Combined State Law Examination
    2018-12-22
Other Names
  • Sarah Jane Atkinson

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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