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Tyler James Buck

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-31
CA RA APPROVED 2015-04-01
  • AZ RA
    APPROVED
    Since 2023-05-31
  • CA RA
    APPROVED
    Since 2015-04-01

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Phoenix AZ 05/2013 Present
Advocare Plano TX 11/2014 03/2017
Charles Schwab Bank Phoenix AZ 07/2015 Present
  • 05/2013 → Present
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 11/2014 → 03/2017
    Advocare
    Plano, TX
  • 07/2015 → Present
    Charles Schwab Bank
    Phoenix, AZ
Other Businesses

Raising Arizona's Men|Investment Related:No|18426 N 67th Ave;Glendale;AZ;85308;USA|Nonprofit Charitable Organizations|Treasurer|2019-06-17|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|General book keeping, leading the board for managing and spending the charities assets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-01
S63 Uniform Securities Agent State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2015-04-01
  • S63 Uniform Securities Agent State Law Examination
    2013-08-09

View on SEC IAPD

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