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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-01-26
  • NE RA
    APPROVED
    Since 2022-01-26

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Of Nebraska Lincoln NE 08/2000 Present
State Of Nebraska Lincoln NE 03/2009 Present
Securities America Inc La Vista NE 08/2015 01/2017
Securities America Advisors La Vista NE 08/2015 01/2017
Td Ameritrade, Inc. Omaha NE 01/2017 12/2021
Charles Schwab & Co., Inc. Omaha NE 12/2021 Present
Charles Schwab Bank, Ssb Omaha NE 04/2022 12/2022
Charles Schwab Premiere Bank Omaha NE 04/2022 12/2022
Charles Schwab Trust Bank Omaha NE 04/2022 12/2022
Charles Schwab Bank, Ssb Omaha NE 04/2023 Present
Charles Schwab Premiere Bank, Ssb Omaha NE 04/2023 Present
Charles Schwab Trust Bank, Ssb Omaha NE 04/2023 Present
  • 08/2000 → Present
    State Of Nebraska
    Lincoln, NE
  • 03/2009 → Present
    State Of Nebraska
    Lincoln, NE
  • 08/2015 → 01/2017
    Securities America Inc
    La Vista, NE
  • 08/2015 → 01/2017
    Securities America Advisors
    La Vista, NE
  • 01/2017 → 12/2021
    Td Ameritrade, Inc.
    Omaha, NE
  • 12/2021 → Present
    Omaha, NE
  • 04/2022 → 12/2022
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 04/2022 → 12/2022
    Charles Schwab Premiere Bank
    Omaha, NE
  • 04/2022 → 12/2022
    Charles Schwab Trust Bank
    Omaha, NE
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 04/2023 → Present
    Charles Schwab Premiere Bank, Ssb
    Omaha, NE
  • 04/2023 → Present
    Charles Schwab Trust Bank, Ssb
    Omaha, NE
Previous Registrations
  • 2018-01-16 → 2022-01-18
    Td Ameritrade, Inc.
    Omaha, NE
  • 2015-08-31 → 2017-01-17
    Securities America Advisors, Inc.
    La Vista, NE
  • 2006-11-27 → 2015-07-02
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
  • 2006-11-27 → 2010-12-31
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
Other Businesses

Name of Outside Business:Uber; Investment Related:No; Address of Outside Business:Omaha, NE; Nature of Outside Business:Other; Position:Driver; Start Date:6/30/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Pick up/drop off people at requested locations and destinations. Name of Outside Business:Great Plains Regional Porsche Club; Investment Related:No; Address of Outside Business:4811 Davenport St, Omaha, NE, 68132, Ext:204746,; Nature of Outside Business:Other; Position:Social Chair; Start Date:7/15/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Coordinate/plan club events and activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
  • S66 Uniform Combined State Law Examination
    2006-11-16

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