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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Of Nebraska | Lincoln | NE | 08/2000 | Present |
| State Of Nebraska | Lincoln | NE | 03/2009 | Present |
| Securities America Inc | La Vista | NE | 08/2015 | 01/2017 |
| Securities America Advisors | La Vista | NE | 08/2015 | 01/2017 |
| Td Ameritrade, Inc. | Omaha | NE | 01/2017 | 12/2021 |
| Charles Schwab & Co., Inc. | Omaha | NE | 12/2021 | Present |
| Charles Schwab Bank, Ssb | Omaha | NE | 04/2022 | 12/2022 |
| Charles Schwab Premiere Bank | Omaha | NE | 04/2022 | 12/2022 |
| Charles Schwab Trust Bank | Omaha | NE | 04/2022 | 12/2022 |
| Charles Schwab Bank, Ssb | Omaha | NE | 04/2023 | Present |
| Charles Schwab Premiere Bank, Ssb | Omaha | NE | 04/2023 | Present |
| Charles Schwab Trust Bank, Ssb | Omaha | NE | 04/2023 | Present |
Name of Outside Business:Uber; Investment Related:No; Address of Outside Business:Omaha, NE; Nature of Outside Business:Other; Position:Driver; Start Date:6/30/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Pick up/drop off people at requested locations and destinations. Name of Outside Business:Great Plains Regional Porsche Club; Investment Related:No; Address of Outside Business:4811 Davenport St, Omaha, NE, 68132, Ext:204746,; Nature of Outside Business:Other; Position:Social Chair; Start Date:7/15/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Coordinate/plan club events and activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-16 |
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