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Kelly Fagan

LPl Enterprise, LLC

Wakefield, MA

Southborough, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-15
  • MA RA
    APPROVED
    Since 2024-11-15

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Belladonna Corp. Aka Vinbin Wine Shop Marlborough MA 03/2013 11/2024
Pruco Securities, Llc. Marlborough MA 01/2018 11/2024
Prudential Insurance Company Of America Marlborough MA 06/2018 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 03/2013 → 11/2024
    Belladonna Corp. Aka Vinbin Wine Shop
    Marlborough, MA
  • 01/2018 → 11/2024
    Pruco Securities, Llc.
    Marlborough, MA
  • 06/2018 → Present
    Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Marlborough, MA
Previous Registrations
  • 2019-08-01 → 2024-11-20
    Pruco Securities, Llc.
    Wakefield, MA
    Marlborough, MA
    Newark, NJ
  • 2014-01-06 → 2014-10-08
    Sii Investments, Inc.
    Westborough, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-24
S63 Uniform Securities Agent State Law Examination 2013-12-09
S65 Uniform Investment Adviser Law Examination 2013-09-18
  • S66 Uniform Combined State Law Examination
    2018-05-24
  • S63 Uniform Securities Agent State Law Examination
    2013-12-09
  • S65 Uniform Investment Adviser Law Examination
    2013-09-18
Other Names
  • Kelly Fagan
  • Kelly Ann Fagan

View on SEC IAPD

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DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
MML INVESTORS SERVICES, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA

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