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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-04-22 |
| RI | RA | APPROVED | 2019-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harkins Wealth Management | Providence | RI | 02/2018 | 07/2019 |
| Liberty Mutual Insurance | Boston | MA | 07/2016 | 02/2018 |
| Commonwealth Financial Network | Waltham | MA | 07/2019 | Present |
| Harkins Wealth Management | Providence | RI | 07/2019 | Present |
1. Bookkeeping, accounting, and invoicing, My Divorce Ally; as of 12/31/2021; 1% of time spent during business hours; Conducted at branch; Not investment related. 2. Co-owner, Nightshade, LLC; ownership in a bar and restaurant; Located at 134 Ives St, Providence, RI 02906; as of 12/29/2025; 1% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-11 |
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