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4400 Main Street, Kansas City, MO 64111-7709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-05-25 |
| TX | RA | APPROVED | 2018-05-25 |
Branch Locations
4400 Main Street, Kansas City, MO 64111-7709 • United States
Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Century Investments | Kansas City | MO | 05/2013 | Present |
| Sunny Nails | Kansas City | MO | 01/2017 | Present |
| Top Line Nails Salon Llc | Kansas City | MO | 01/2017 | 06/2022 |
Jason D. Nguyen; Not investment-related; 404 N Belmont Blvd, Kansas City, MO 64123 and 515 Montgall Ave. Kansas City, MO 64124; Rental Property; Owner; 12/18/2023; 4 hours per month; 0 hours during securities trading hours; Residential rental property, find tenants and collect rents. Find general contractors for repairs and maintenance. Nguyen Asset Management LLC; not investment-related; 514 Montgall Ave. Kansas City, MO 64124 522 Montgall Ave. Kansas City, MO 64124; purchase residential rental properties to rent out; owner; August 19, 2016; 4 hours per month; 0 hours during securities trading hours; all areas (e.g., finding renters, maintenance, pay bills, collect rent, write checks, buy rental properties, etc.) SUNNY NAIILS; not investment-related; 6817 Longview Rd, Kansas City MO 64134; nail care services; manager; start date 1/1/2017; 30 hours per month; zero number of hours during securities trading hours; pay bills and taxes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-15 |
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