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Nicholas Anthony Maccarone

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-15
CA RA APPROVED 2016-11-04
  • TX RA
    APPROVED_RES
    Since 2016-11-15
  • CA RA
    APPROVED
    Since 2016-11-04

Branch Locations

2080 W Ina Rd Ci Relationship Management, Tucson, AZ 85704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2014 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2016 Present
Bank Of America, N.A. Chandler AZ 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-11
  • S66 Uniform Combined State Law Examination
    2014-07-11
Other Names
  • Nick Maccarone
  • Nicholas Anthony Maccarone

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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