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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-11-06
  • AL RA
    APPROVED
    Since 2014-11-06

Branch Locations

2680 Corporate Park Dr Ste 300, Opelika, AL 36801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2013 Present
Northwestern Mutual Investment Services, Llc Opelika AL 03/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2013 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2014 → Present
    Opelika, AL
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RENTAL PROPERTY, 2512 GLENN BROOKE DRIVE, AUBURN, , ALABAMA, 36830, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/24/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, WE RENT OUR HOUSE. I CLEAN IT UP BEFORE PEOPLE COME STAY. 3. CHAIRMAN, AUBURN CHAMBER OF COMMERCE, 714 E GLENN AVE, AUBURN, , ALABAMA, 36830, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/15/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ONCE A MONTH EXECUTIVE COMMITTEE AND BOARD MEETING. WILL BE THE PERSON WHO READS OFF THE FINANCIAL UPDATE FOR THE CHAMBER AT THE MEETINGS. UPDATE PREPARED BY THE CHAMBER STAFF ANF GIVEN TO ME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-05
  • S66 Uniform Combined State Law Examination
    2014-11-05

View on SEC IAPD

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