Kevin Wayne Black

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  West Des Moines, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Previous Registrations

• 2011-09-12 → 2012-07-16
  Ameriprise Financial Services, Llc
  Omaha, NE

Other Businesses

Outside Employment; Heick, Hester, Smith & Associates LLC; I am a financial advisor in this franchise. I am able to advise, take orders from clients, confirm money movements, and do most activities related to the business and client relationships on behalf of the servicing advisor; Manage advisory business; 408 Blankenbaker Pkwy, Ste. 100, Louisville, KY, 40243; Investment-Related; 08/18/2025; 60 hours per month; 60 during trading hours. Other Business Activities; DoorDash; Delivery Driver - Deliver food; 1344 E 6th St, , Pella, IA, 50219; Not Investment-Related; 08/06/2026; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-06
• S63 Uniform Securities Agent State Law Examination
  2006-12-13