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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-19 |
| TX | RA | APPROVED | 2013-09-06 |
| IA | RA | APPROVED | 2013-02-22 |
Branch Locations
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
Pella, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Outside Employment; Heick, Hester, Smith & Associates LLC; I am a financial advisor in this franchise. I am able to advise, take orders from clients, confirm money movements, and do most activities related to the business and client relationships on behalf of the servicing advisor; Manage advisory business; 408 Blankenbaker Pkwy, Ste. 100, Louisville, KY, 40243; Investment-Related; 08/18/2025; 60 hours per month; 60 during trading hours. Other Business Activities; DoorDash; Delivery Driver - Deliver food; 1344 E 6th St, , Pella, IA, 50219; Not Investment-Related; 08/06/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-13 |
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