Luis Alberto Ortiz

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 09/2017
  S & L Services
  Kennett Square, PA
• 05/2011 → 09/2017
  The Vanguard Group, Inc.
  Malvern, PA
• 03/2018 → 12/2018
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 09/2017 → 03/2018
  N/A
  Kennett Square, PA
• 12/2018 → 10/2019
  Gwfs Equities
  Lone Tree, CO
• 10/2019 → 02/2020
  The Vanguard Group
  Scottsdale, AZ
• 04/2020 → 07/2020
  Cornerstone Staffing
  Dallas, TX
• 08/2020 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 02/2020 → 04/2020
  N/A
  Dallas, TX

Other Businesses

1) Best Buy - Sales Advisor; Retail 2) Instacart - Driver; Food Delivery

Exams

• S66 Uniform Combined State Law Examination
  2022-09-03
• S63 Uniform Securities Agent State Law Examination
  2013-06-10

Other Names

• Luis Alberto Ortiz-Bernal
• Luis Alberto Ortiz
• Luis A Ortiz
• Luis Ortiz Bernal