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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-11-10 |
Branch Locations
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolas | St. Louis | MO | 04/2013 | 07/2019 |
| American Funds | San Antonio | TX | 07/2019 | 03/2020 |
| Frost Investment Advisors, Llc | San Antonio | TX | 03/2020 | 11/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | Present |
| Unemployed | Austin | TX | 11/2021 | 02/2022 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 11/2022 | Present |
1) SOUTHERN ILLINOIS UNIVERSITY EDWARDSVILLE SCHOOL OF BUSINESS, 1 HAIRPIN DRIVE EDWARDSVILLE IL, 03/2024, PROFESSOR, EDUCATION, NIR, 15 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-31 |
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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