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Current Employers
United Capital Management Of Kansas, Inc.

227 North Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2013-09-30
  • KS RA
    APPROVED
    Since 2013-09-30

Branch Locations

227 North Santa Fe, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Management Of Ks, Inc - Ria Salina KS 09/2013 Present
Stonex Securities Inc Salina KS 06/2013 05/2025
United Capital Management Of Ks, Inc Salina KS 09/2013 Present
  • 09/2013 → Present
    United Capital Management Of Ks, Inc - Ria
    Salina, KS
  • 06/2013 → 05/2025
    Stonex Securities Inc
    Salina, KS
  • 09/2013 → Present
    United Capital Management Of Ks, Inc
    Salina, KS
Other Businesses

1. MUSICAL PERFORMER; SINGING AND GUITAR PERFORMANCE; NON-INVESTMENT RELATED; BOOKS EVENTS AND PERFORMS; 03/01/2013; 3 HOURS PER MONTH; 1 HR DURING MARKET HOURS. 2. UNITED CAPITAL MANAGEMENT RIA; 104 EAST IRON SALINA, KS. 67401; LOCATE, CULTIVATE, AND BRING CLIENTS TO THE RIA; INVESTMENT RELATED; 08/31/2013; 160 HOURS PER MONTH; 6 1/2 DURING MARKET HOURS. 3. UNITED CAPITAL MANAGEMENT D/B/A| 104 EAST IRON SALINA KS. 67401| NATURE OF BUSINESS: INVESTMENTS| YES INVESTMENT RELATED| INVESTMENT CONSULTANT| DUTIES: MARKETING UNITED CAPITAL MANAGEMENT TO PROSPECTIVE CLIENTS| START DATE:07/31/2013| HOURS DEVOTED TO BUSINESS: 40 HR/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 6.5 4.UNITED CAPITAL INSURANCE LLC; 104 E. IRON, SALINA KS 67401; SOLICIT AND SELL INSURANCE PRODUCTS; INVESTMENT RELATED; 08/21/2013; 10 SPENT PER MONTH; 30 MINS. SPENT DAILY DURING MARKET HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-31
  • S66 Uniform Combined State Law Examination
    2013-07-31
Designations

View on SEC IAPD

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