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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-01-26 |
Branch Locations
650 S. Shackleford Road Suite 140, Little Rock, AR 72211-3560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | North Little Rock | AR | 04/2016 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 08/2016 | 11/2017 |
| Bank Of America, N.A. | Little Rock | AR | 03/2017 | 11/2017 |
| Ameriprise Financial Services, Inc. | Little Rock | AR | 11/2017 | 11/2018 |
| Bankers Life & Casualty | Little Rock | AR | 02/2019 | 10/2019 |
| Bankers Life Securities | Little Rock | AR | 03/2019 | 10/2019 |
| Education- Pilot Training | North Little Rock | AR | 12/2018 | 02/2019 |
| Ameriprise Financial Services, Inc | Little Rock | AR | 10/2019 | 07/2021 |
| Td Ameritrade, Inc. | Little Rock | AR | 07/2021 | 12/2022 |
| Charles Schwab Bank, Ssb | Little Rock | AR | 07/2022 | Present |
| Td Ameritrade Investment Management, Llc | Little Rock | AR | 08/2021 | 12/2022 |
| Charles Schwab & Co., Inc. | Little Rock | AR | 01/2022 | Present |
| Charles Schwab & Co., Inc. | Little Rock | AR | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-02 |
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