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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-19
TX RA APPROVED 2019-08-23
NJ RA APPROVED 2019-07-17
  • NC RA
    APPROVED
    Since 2021-05-19
  • TX RA
    APPROVED
    Since 2019-08-23
  • NJ RA
    APPROVED
    Since 2019-07-17

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Annandale NJ 05/2013 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 06/2019 Present
Michelle Heide & Associates Clinton NJ 05/2013 06/2019
Previous Registrations
Other Businesses

I*124608For profit or not for profit: Non-Profit OrganizationName of outside business organization: Italian American Heritage Club of Hunterdon CountyInvestment related: NAddress of business:Flemington, New Jersey 8822Nature of business: Charitable Organization,Position, title, association: Part-Time, nonpaying member, work a few hours per monthStart date of relationship: 9/1/2007Number of hours devoted: 25 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Italian American heritage club was formed to strengthen the spirit of our common culture as descendants of Italians, To foster the principles of charity, justice, brotherly love and fidelity. To promote the welfare and enhance the happiness of itsI*3048270 Entity Type: Entity For Profit Name of OBA: Mooresville Realty Address: North Carolina, 28117 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/13/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: My sister LC owns the company. She is a real estate broker and sells real estate. I will work partime as needed. I will not be selling real estate to clients. I will be assisting in open houses, home staging, website updates. i will not be receiving commission, but will receive salary based on number of hours worked.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2017-11-29
Other Names
  • Toni Anne Cancro
  • Toni Anne Clarke

View on SEC IAPD

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