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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
  • TN RA
    APPROVED
    Since 2025-01-01

Branch Locations

1511 Sparta St, Mcminnville, TN 37110 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-06-23
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-06-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1511 Sparta St, Mcminnville, TN 37110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2014 06/2020
Lpl Financial, Llc Mcminnville TN 06/2020 Present
Private Advisor Group, Llc Mcminnville TN 06/2020 Present
Previous Registrations
  • 2014-12-05 → 2020-06-23
    Murfreesboro, TN
    Mcminnville, TN
    Mcminnville, TN
  • 2014-02-03 → 2014-12-10
    Waddell & Reed
    Nashville, TN
Other Businesses

1. 6/22/2020 - PURE WEALTH PARTNERS LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date:06/22/2020 - 200 Hours Per Month During Securities Trading - Time Spent 100%. 2. 6/30/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/22/2020 - 200 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/30/2020 - Private Advisor Group - DBA: (Hybrid) Pure Wealth Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/22/2020 - 200 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/27/2023 - Pure Wealth Protection - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 11/02/2023 - 10 Hours Per Month/ During Trading 5) 08/28/2025 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date:08/01/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 6) 03/19/2026-Property Owner-Real Estate Rental-Inv related-At McMinnville, TN-Start date 08/01/2025-2hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Other Names
  • Dan Sellers

View on SEC IAPD

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