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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Mcminnville | TN | 05/2015 | 12/2016 |
| First National Bank Of Middle Tennessee | Mcminnville | TN | 12/2016 | Present |
| Lpl Financial Llc | Mcminnville | TN | 12/2016 | Present |
1)5/2/17- FNB Wealth Management Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)5/2/17- Notary Public- Inv. Related- McMinnville, TN - start date 1/1/1998 - 1% 3)04/18/2024 - First Wealth - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/7/2024 - 1 Hr/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-02 |
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