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Richard Zachary Seitz

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-17
  • NE RA
    APPROVED
    Since 2023-01-17

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Brokerage Company Richmond VA 10/2012 11/2018
Assetmark Financial, Inc. Concord CA 09/2013 11/2018
Assetmark Brokerage, Llc Concord CA 08/2014 11/2018
Orion Portfolio Solutions, Llc Omaha NE 11/2018 Present
Brinker Capital Securities, Llc Berwyn PA 03/2021 Present
  • 10/2012 → 11/2018
    Capital Brokerage Company
    Richmond, VA
  • 09/2013 → 11/2018
    Assetmark Financial, Inc.
    Concord, CA
  • 08/2014 → 11/2018
    Assetmark Brokerage, Llc
    Concord, CA
  • 11/2018 → Present
    Orion Portfolio Solutions, Llc
    Omaha, NE
  • 03/2021 → Present
    Brinker Capital Securities, Llc
    Berwyn, PA
Previous Registrations
  • 2020-01-23 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Omaha, NE
    Trabuco Canyon, CA
  • 2019-02-21 → 2019-12-31
    Orion Portfolio Solutions, Llc
    Torrance, CA
    Omaha, NE
  • 2012-11-02 → 2018-11-26
    Assetmark, Inc.
    Concord, CA
  • 2012-01-04 → 2012-10-12
    Lpl Financial Llc
    Huntington Beach, CA
    Huntington Beach, CA
    Westlake Village, CA
  • 2009-03-26 → 2011-12-31
    Cuna Brokerage Services, Inc.
    Huntington Beach, CA
  • 2008-04-23 → 2008-09-09
    Nrp Advisors, Inc.
    Malibu, CA
  • 2006-12-11 → 2008-03-31
    Banc Of America Investment Services, Inc.
    Gardena, CA
    Torrance, CA
    Carson, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-29
S66 Uniform Combined State Law Examination 2006-05-02
  • S63 Uniform Securities Agent State Law Examination
    2022-04-29
  • S66 Uniform Combined State Law Examination
    2006-05-02
Other Names
  • Richard Z Seitz
  • Zach Seitz

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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