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Paul Wu

J.P. Morgan Securities LLC

City Of Industry, CA

CRD 5107371

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-10
TX RA APPROVED_RES 2017-07-10
  • CA RA
    APPROVED
    Since 2017-07-10
  • TX RA
    APPROVED_RES
    Since 2017-07-10

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 05/2009 11/2016
Jpmorgan Chase Bank, N.A. City Of Industry CA 07/2017 Present
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 06/2017
J.P. Morgan Securities Llc City Of Industry CA 07/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-29
  • S66 Uniform Combined State Law Examination
    2007-09-29
Other Names
  • Paul Wen Wei Wu
  • Wen Wei Paul Wu

View on SEC IAPD

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Nearby Investors

JING WU
Yueyi Du
Li Li Chan

Nearby Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · City of Industry, CA
LPL ENTERPRISE, LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA

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