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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-03-02 |
Branch Locations
1776 Pleasant Plain Road, Fairfield, IA 52556 • United States
Cedar Rapids, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | IA | 04/2013 | Present |
| Securities Management & Research, Inc. | Cedar Rapids | IA | 11/2014 | Present |
| Cambridge Investment Research | Fairfield | IA | 03/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2020 | Present |
| Cambridge Investment Research | Fairfield | IA | 02/2020 | Present |
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/02/20
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-05 |
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