Carl Porter Ozeck

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-06-26
TX	RA	APPROVED	2016-01-26

PA RA
APPROVED

Since 2018-06-26
TX RA
APPROVED

Since 2016-01-26

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	04/2013	Present
Self-Employed	Phoenix	AZ	08/2019	01/2020

04/2013 → Present

The Vanguard Group, Inc.

Malvern, PA
08/2019 → 01/2020

Self-Employed

Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIMITED AGENT FOR SPOUSE INVESTMENT-RELATED: ADDRESS: JENKINTOWN, PA START DATE: 01/01/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 1

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-06-05

S63 Uniform Securities Agent State Law Examination

2013-06-05

Designations

Other Names

Carl Ozeck
Porter Ozeck

View on SEC IAPD

Current Employers

Vanguard Advisers, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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