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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-07-16 |
Branch Locations
4241 Maple Rd, Amherst, NY 14226-1039 • United States
39 Maple Rd, Amherst, NY 14221-2920 • United States
E Amherst, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Amherst | NY | 04/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Amherst | NY | 03/2020 | Present |
Outside Employment; DAEMEN COLLEGE; Shot Clock Operator -; Gameday Operations - College Basketball; 4380 Main St, Amherst, NY 14226, ,; Not Investment-Related; 02/16/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-28 |
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