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Antonio Correa

Ubs Financial Services Inc.

Mcallen, TX

CRD 6188196

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-07-09
  • TX RA
    APPROVED
    Since 2013-07-09

Branch Locations

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Mc Allen TX 03/2013 Present
  • 03/2013 → Present
    Ubs Financial Services
    Mc Allen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-09
  • S66 Uniform Combined State Law Examination
    2013-07-09
Other Names
  • Antonio Correa

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
SANCTUARY ADVISORS, LLC

Nearby Investors

PABLO FRANCISCO SADA
Mark Anthony Garza
ALVARO GALVAN GONZALEZ

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MCALLEN, TX
J.P. MORGAN SECURITIES LLC · MCALLEN, TX
SANCTUARY ADVISORS, LLC · McAllen, TX

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