Jarred M Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2021
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2016 → 10/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2021 → Present
  Lpl Financial, Llc
  Cincinnati, OH

Previous Registrations

• 2016-09-06 → 2021-10-19
  Cambridge Investment Research Advisors, Inc.
  Cincinnati, OH

Other Businesses

1) 10/11/2021: JARRED SMITH, LLC; Cincinnati, OH; Business Entity For Tax/Investment Purposes Only; Not Inv. related; start date 6/2016. 2) 10/11/2021: West Side Financial Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related. 3) 10/11/2021: Vitalize Insurance Agency; At reported business location(s); Non-Variable Insurance; Inv. related; start date 9/2018; 20hrs/mo.; 1hr during trading. 4) 10/4/2023: Craft Burger Bros; Cincinnati, OH; Other - Food Truck; Part owner; Not inv. related; start date 7/11/2022; 0hrs/mo. during trading. 5) 10/4/2023: Arion Racing; Cincinnati, OH; Other - Horse Racing; Part owner; Not inv. related; start date 3/1/2023; 0hrs/mo. during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-03
• S63 Uniform Securities Agent State Law Examination
  2015-03-20