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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2015-10-27 |
Branch Locations
200 Us Route 1 Ste 111, Scarborough, ME 04074 • United States
Portland, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scarborough | ME | 06/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 03/2020 | Present |
Board of Directors; West End Neighborhood Association; Treasurer; PO BOX 7898 Portland, ME 04102, ,; Not Investment-Related; 12/14/2018; 1 to 9 hours per month; 0 during trading hours / BMW Riders of Southern Maine; Membership chair; none, ,; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 0 during trading hours / West Prom Sunset Concerts; Treasurer; 48 high st, , portland , ME, 04101; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Independent Solutions; FInancial Advisor - AFA roles and resp's; ; 200 US route 1, , Scarborough, ME, 4074; Investment-Related; 01/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-26 |
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