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Timothy P Griffin

Corient

Portland, ME

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-27
ME RA APPROVED 2026-08-26
  • RI RA
    APPROVED
    Since 2026-08-27
  • ME RA
    APPROVED
    Since 2026-08-26

Branch Locations

1 Portland Square, Suite 500, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hm Payson & Co Portland ME 07/2007 07/2026
Corient Services Llc Miami FL 07/2026 Present
Corient Portland ME 07/2026 Present
  • 07/2007 → 07/2026
    Hm Payson & Co
    Portland, ME
  • 07/2026 → Present
    Corient Services Llc
    Miami, FL
  • 07/2026 → Present
    Corient
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2012-05-21

View on SEC IAPD

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