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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-04 |
| CO | RA | APPROVED | 2013-07-29 |
Branch Locations
2520 S. Grand Ave. Suite 210, Glenwood Springs, CO 81601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Glenwood Springs | CO | 05/2013 | Present |
1. MNS GROUP LLC 605 W COLUMBIA CT GLENWOOD SPRINGS CO 81601; REAL ESTATE HOLDING COMPANY; MEMBER; TENANT/LENDER MANAGEMENT; AFFILITION STARTED 08/10/2015; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2.Penrose Plaza Unit Owner's Association; 2520 S Grand Ave Glenwood Springs CO 81601; This is the HOA for the mixed used commercial/residential building where our Stifel office is located; Board Member; Typical HOA related duties reviewing building upkeep and long term capital improvement needs with other board members and the board president; 12/13/2023; 1.00hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-27 |
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