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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| WI | RA | APPROVED | 2023-06-30 |
Branch Locations
1265 Main St Ste 107, Stevens Point, WI 54481 • United States
Plover, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Stevens Point | WI | 05/2013 | 06/2023 |
| Ameriprise Financial Services, Llc | Stevens Point | WI | 06/2023 | Present |
Business Ownership; GR54467,LLC; Member; Manage Ameriprise Business; 2040 Birch Dr, , Plover, WI, 54467; Not Investment-Related; 05/31/2023; 1 to 9 hours per month; 1 to 9 during trading hours / HH Ranch LLC; Member; Real Estate; 2040 Birch Dr, , Plover , WI, 54467; Not Investment-Related; 07/03/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-27 |
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